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Name | | | Age | | | Position | |
Linda F. Powers | | | 64 | | | Class III Director, Chairperson, President and Chief Executive Officer | |
J. Cofer Black | | | 70 | | | Class I Director | |
Dr. Alton L. Boynton | | | 75 | | | Class I Director, Chief Scientific Officer | |
Jerry Jasinowski | | | 81 | | | Class II Director | |
Dr. Navid Malik | | | 51 | | | Class III Director | |
Name of Beneficial Owner | | Number of Shares Beneficially Owned | | Percentage(1) | | | Number of Shares Beneficially Owned | | Percentage(1) | | ||||||||||||||||
Officers and Directors | | | | | | | | | | | | | | |||||||||||||
Alton L. Boynton, Ph.D.(2) | | | | 2,493,490 | | | | | *% | | | | | | 11,034,937 | | | | | 1.6% | | | ||||
Marnix L. Bosch, Ph.D., M.B.A.(3) | | | | 5,940,754 | | | | | 1.4% | | | | | | 7,997,379 | | | | | 1.2% | | | ||||
Linda F. Powers(4) | | | | 109,849,800 | | | | | 21.3% | | | | | | 107,983,329 | | | | | 14.6% | | | ||||
Leslie J. Goldman(5) | | | | 11,778,471 | | | | | 2.8% | | | | | | 24,672,742 | | | | | 3.6% | | | ||||
Dr. Navid Malik(6) | | | | 5,109,062 | | | | | 1.2% | | | | | | 9,075,000 | | | | | 1.4% | | | ||||
Jerry Jasinowski(7) | | | | 4,774,137 | | | | | 1.1% | | | | | | 7,444,204 | | | | | 1.1% | | | ||||
J. Cofer Black(8) | | | | 964,687 | | | | | *% | | | | | | 1,715,000 | | | | | *% | | | ||||
All executive officers and directors as a group (7 persons) | | | | 140,910,401 | | | | | 25.8% | | | |||||||||||||||
5% Security Holders | | | ||||||||||||||||||||||||
Cognate BioServices, Inc.(9) 4800 East Shelby Drive Suite 108, Memphis, TN | | | | 124,621,395 | | | | | 23.7% | | | |||||||||||||||
Woodford Investment Management LLP(10) 9400 Garsington Road Oxford OX4 2NH, UK | | | | 24,815,028 | | | | | 6.0% | | | |||||||||||||||
Jean M. Davis(9) | | | | 643,055 | | | | | *% | | | |||||||||||||||
All executive officers and directors as a group (eight persons) | | | | 170,565,646 | | | | | 21.3% | | |
Name | | | Age | | | Position | |
Linda F. Powers | | | 64 | | | Class III Director, Chairperson, President and Chief Executive Officer | |
Alton L. Boynton, Ph.D. | | | 75 | | | Class I Director, Chief Scientific Officer | |
Leslie J. Goldman | | | 74 | | | Senior Vice President, General Counsel | |
Marnix L. Bosch, Ph.D. | | | 61 | | | Chief Technical Officer | |
Jean M. Davis | | | 48 | | | Chief Financial Officer, Chief Accounting Officer and Interim Chief Information Officer | |
Name and Principal Position | | | Year | | | Salary ($) | | | Bonus (S) | | | Option Awards ($)(1) | | | Total ($) | | |||||||||||||||
Linda F. Powers Chairperson, President & Chief Executive Officer | | | | | 2019 | | | | | $ | 502,000 | | | | | $ | 100,000 | | | | | $ | — | | | | | $ | 602,000 | | |
| | | 2018 | | | | | $ | 502,000 | | | | | $ | — | | | | | $ | 6,698,000 | | | | | $ | 7,200,000 | | | ||
Alton L. Boynton, Ph.D. Chief Scientific Officer and Secretary | | | | | 2019 | | | | | $ | 325,000 | | | | | $ | 20,000 | | | | | $ | — | | | | | $ | 345,000 | | |
| | | 2018 | | | | | $ | 325,000 | | | | | $ | — | | | | | $ | 1,528,000 | | | | | $ | 1,853,000 | | | ||
Leslie Goldman Senior Vice President, General Counsel | | | | | 2019 | | | | | $ | 375,000 | | | | | $ | 67,000 | | | | | $ | — | | | | | $ | 442,000 | | |
| | | 2018 | | | | | $ | 375,000 | | | | | $ | — | | | | | $ | 4,186,000 | | | | | $ | 4,561,000 | | | ||
Marnix L. Bosch, Ph.D.(2) Chief Technical Officer | | | | | 2019 | | | | | $ | 397,000 | | | | | $ | — | | | | | $ | — | | | | | $ | 397,000 | | |
| | | 2018 | | | | | $ | 375,000 | | | | | $ | — | | | | | $ | 260,000 | | | | | $ | 635,000 | | | ||
Jean M. Davis(3) Chief Financial Officer, Chief Accounting Officer and Interim Chief Information Officer | | | | | 2019 | | | | | $ | 16,000 | | | | | $ | — | | | | | $ | 500,000 | | | | | $ | 516,000 | | |
Name | | | Number of Securities Underlying Unexercised Options (#) Exercisable | | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | | Option Exercise Price ($) | | | Option Expiration Date | | ||||||||||||
Linda F. Powers Chief Executive Officer and President | | | | | 37,495,653(1) | | | | | | 1,704,347 | | | | | | 0.23 | | | | | | 5/28/2028 | | |
Alton Boynton Chief Scientific Officer and Secretary | | | | | 3,402,935(2) | | | | | | — | | | | | | 0.25 | | | | | | 6/13/2027 | | |
| | | 4,686,959(3) | | | | | | 213,041 | | | | | | 0.23 | | | | | | 5/28/2028 | | | ||
| | | 2,472,557(4) | | | | | | 494,508 | | | | | | 0.23 | | | | | | 8/31/2028 | | | ||
Leslie J. Goldman Senior Vice President and General Counsel | | | | | 23,434,776(5) | | | | | | 1,065,224 | | | | | | 0.23 | | | | | | 5/28/2028 | | |
Marnix L. Bosch Chief Technical Officer | | | | | 31,770(6) | | | | | | 21,355 | | | | | | 11.20 | | | | | | 6/23/2022 | | |
| | | 15,625(7) | | | | | | — | | | | | | 8.80 | | | | | | 8/20/2022 | | | ||
| | | 7,940,182(8) | | | | | | — | | | | | | 0.25 | | | | | | 6/13/2027 | | | ||
Jean M. Davis Chief Financial Officer, Chief Accounting Officer and Interim Chief Information Officer | | | | | —(9) | | | | | | 3,000,000 | | | | | | 0.22 | | | | | | 12/9/2029 | | |
Name | | | Year | | | Fees Earned or Paid in Cash ($) | | | All Other Compensation ($) | | | Option Awards ($)(1) | | | Total ($) | | |||||||||||||||
Dr. Navid Malik | | | | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | — | | | | | | 150,000 | | |
Jerry Jasinowski | | | | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | — | | | | | | 150,000 | | |
J. Cofer Black | | | | | 2019 | | | | | | 150,000 | | | | | | — | | | | | | — | | | | | | 150,000 | | |
By Order of the Board of Directors, /s/ Linda F. Powers | ||